Whether our clients are raising funds for new or existing ventures or are looking for investment opportunities, we have the knowledge and experience to represent both issuers and investors in a wide variety capital markets transactions, from large public offerings to small private placements of debt and equity securities. Working on both sides of these transactions gives us a unique perspective that allows us to help our clients achieve the growth they seek—whether they’re raising capital or deploying it.

Full Range of Debt and Equity Offerings

Our attorneys are prepared to assist clients with virtually every type of capital markets transaction, including :

  • Underwritten public offerings
  • PIPE transactions
  • Rule 144A and Regulation S offerings
  • 506(b) and 506(c) Private placements
  • Regulation A+ Offerings
  • Crowdfunding
  • Private equity financings
  • Venture capital financings

Guidance from Start to Finish

We help our clients navigate every phase of the offering process:

  • Structuring of entities
  • Drafting of security instruments
  • Negotiation of investment fund terms
  • Preparation of disclosure documents
  • Navigation of regulatory issues, including those arising under Dodd-Frank, the JOBS Act, the FAST Act, the Investment Company Act of 1940, and the Investment Advisers Act of 1940.
  • Development of governance policies and procedures

We have represented clients in connection with the following transactions:

  • Representation of NASDAQ-traded oil and gas exploration and production company in a $235 million public offering of common stock
  • Representation of selling stockholder group in $187.5 million initial public offering by NYSE-traded technology company
  • Representation of NYSE-traded oil and gas exploration and production company in $22.7 million PIPE transaction
  • Representation of NYSE-traded technology company in $8.5 million PIPE transaction
  • Representation of NASDAQ-traded oil and gas exploration and production company in $135.5 million Rule 144A offering of preferred stock
  • Representation of NYSE-traded oil and gas exploration and production company in $125.0 million Rule 144A offering of high yield notes
  • Representation of private oil and gas exploration and production master limited partnership in $100 million private placement of partnership units

Jackson Walker Capital Markets Attorneys and Consultants